Compliance is a risk management discipline

Our new Compliance Solutions division focuses on assisting clients with both current compliance issues and culture and change management. It works with the risk consultancy team to deliver support and solutions to clients for true enterprise risk management, from pre-ARROW reviews to the reshaping of risk and compliance function and approach.

Director Nick Gibson marries 24 years of UK, European and global regulatory and compliance experience and management with a strategic, business-oriented and innovative approach to compliance and risk challenges in a rapidly changing environment. He is an acknowledged thought leader on the practical impacts of European regulation, principles-based regulation and enterprise risk management.

We offer unparalleled knowledge and experience of working with the Board, business and compliance to change the perception of compliance and the compliance function, at a time when external drivers are reshaping the role of compliance as never before.

Examples of key services within the portfolio include:

• Training, from engaging and challenging sessions for Board and Executive teams, and content-rich presentations and workshops to large and small groups, to the creation and delivery of example based e-learning through online training, webcast and podcast.
• Pre-ARROW reviews, with a combined team assessing business, risk and mitigations, and their interactions, from a broad base (bringing a rational assessment of risk priorities across the silos).
• Post-MiFID implementation reviews, bringing direct experience of leading consistent MiFID implementation and understanding for a global bank across eighteen countries and five business lines.
• Working together to implement a meaningful principles-based compliance and control regime, with a specific focus on business benefit.
• Working together to implement a practical, enterprise wide risk management approach to ensure the Board understands exactly where the key risks lie irrespective of their source or nature, and how these are controlled.
• Devising an effective internal communication plan to ensure that the business are fully aware of their responsibilities for compliance, so protecting and assuring senior management.

For more information about Chase Cooper's compliance services, please our compliance team or complete our contact form.