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Training

MiFID – Post-Implementation

A one day intensive training workshop that is aimed at business professionals who are affected by MiFID to understand the immediate and short to medium term impacts following the passing of the implementation date.

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MiFID Consultancy

The Workshop sessions include (continued):

MiFID in the context of other regulation

  • Interaction between MiFID and CRD and other regulatory initiatives
  • Sarbanes Oxley
  • Anti-Money Laundering
  • Market Conduct
  • Treating Customers Fairly

Action Planning/moving to business as usual

  • Impact analysis
  • Timing / sequencing
  • IT management
  • Types of Work Streams and Projects
  • MiFID Gap Analysis

 

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