A one day intensive training workshop that is aimed at business professionals who are affected by MiFID to understand the immediate and short to medium term impacts following the passing of the implementation date.

MiFID –
One Year On

London
TBC

£795+VAT

The Workshop sessions include:

What was MiFID for, and what needs to work better?

Key objectives / main changes
UK and EEA – where are we?
Volume of change – buyside/sellside
What are the unresolved issues in your firm?
Client perceptions and information
Changes to market structure and transparency impacts

Pan-European issues – le grand coup

Status of national implementations – key risk jurisdictions
Passport or no passport – liability issues?
Outstanding issues with CESR including branch regulation
Using liquidity providers/brokers in other jurisdictions
Serving clients in other jurisdictions – compliance, legal and competition issues

Identifying and managing conflicts

How broad were the range of conflicts to be captured?
Conflict management documentation
Processes for identifying and managing new conflicts
Monitoring the business and the role of disclosure
What’s left to do?