MiFID – One Year On

A one day intensive training workshop that is aimed at business professionals who are affected by MiFID to understand the immediate and short to medium term impacts following the passing of the implementation date.

MiFID –
One Year On

London
TBC

£795+VAT

The training will include:

Brief recap of the key objectives and main changes arising from MiFID
What are the challenges of MiFID one year on?
European perspective – cross-border business and regulation/implementation in key Member States
Effectiveness of conflicts policy for managing conflicts across the organisation
Execution policy monitoring and review in the new market model
MiFID and TCF for retail and wholesale businesses
Remediation and prioritisation
Practical answers to ensure your firm minimises the cost of compliance and maximise the benefits

Attendance at this workshop will equip participants to prioritise the impending issues and provide the necessary framework to evaluate the continuing impact on their business, focusing on key areas where remediation may be required to deliver regulatory compliance with MiFID ahead of FSA’s review visit programme.

This focused workshop will be of instant and long term benefit to Risk Managers, Heads of Compliance, Compliance Officers, Lawyers, Heads of Regulatory Affairs, Heads of Trading, Heads of IT, Heads of Sales, Marketing and to other financial service professionals, whether operating purely domestically, or cross-border.