Compliance: Principles-based Regulation - Leading the Change

The Workshop sessions include (continued):

Communicating and training around the changes – group exercise

• Wrapping the internal standards into a single package of defined expectations
• What are the tools for communicating what now constitutes acceptable and unacceptable behaviour?
• What has your institution done that worked well?
• What role will training play – and who will create and deliver it?

Building on principles – internal tools and external guidance

• How are standards expressed in a way everyone can understand?
• How is the message constantly reinforced?
• What information do we need to gather, and from what sources?
• Consolidation, sorting and summarizing, red flags and reporting

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