Compliance: Principles-based Regulation - Leading the Change

A one day intensive training workshop aimed to equip compliance and risk professionals and senior business managers within the UK and Europe who will be affected by the rapid change towards ‘More Principles-based Regulation’ (MPBR).

The Workshop sessions include (continued):

Communicating and training around the changes – group exercise

• Wrapping the internal standards into a single package of defined expectations
• What are the tools for communicating what now constitutes acceptable and unacceptable behaviour?
• What has your institution done that worked well?
• What role will training play – and who will create and deliver it?

Building on principles – internal tools and external guidance

• How are standards expressed in a way everyone can understand?
• How is the message constantly reinforced?
• What information do we need to gather, and from what sources?
• Consolidation, sorting and summarizing, red flags and reporting

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