The training will include:
- Introduction and mapping – what’s driving the change?
- The future mix between detailed rules and principles – what are the practical impacts and benefits?
- Senior management at the sharp edge - decision-making, personal exposure and enforcement risk mitigation
- Can we have an appetite for compliance risk? What are the factors?
- Communicating internally and training to make the change
- Building on principles - risk assessment, monitoring, guidance and management information
- Financial promotions and marketing materials
Attendance at this workshop will equip participants to understand the cultural changes driven by the shift to principles-based regulation and what it means for their own organisations, and provide practical guidance on the new approach and how to lead the resulting transformation – with a focus on practical business advantages.
This focused workshop will be of long term benefit to Board Members and Senior Managers, including Risk Managers, Compliance Managers, Lawyers, Heads of Trading, Sales, and Marketing in the UK and Europe who will be affected by the rapid change towards ‘More Principles-based Regulation’ (MPBR) enabling you to understand how the future regulatory environment will work and to start to make preparations accordingly.
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