Strategic Compliance Breakfast Briefing

No. 3: FSA Liquidity requirements, and more

Following the success of the Compliance Breakfast Briefings, the first complimentary Strategic Compliance Breakfast briefing for 2010 is to be held at Chase Cooper’s offices in Finsbury Square at 8.30 a.m. on Friday 29th January.

Following the recent FSA Dear CEO letter, we will look at where firms should be, where they are, and what to tell FSA by 12th February. We also, as ever, try to identify what compliance priorities should be over the next 12 months.

The briefing will last no longer than 75 minutes, and a light breakfast will be provided on arrival.

Strategic Compliance Breakfast briefings are provided by Nick Gibson, Director of our Compliance Solutions division. Nick has 25 years’ senior experience within regulation and compliance, and a brief resumé can be found here.

As space is limited, the briefing is open to senior compliance, business and risk staff working in FSA authorised firms.

For more information about Chase Cooper's compliance solutions services, please click here.